Inference and foundations

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  • Articles and reports: 92F0138M2000003
    Description:

    Statistics Canada's interest in a common delineation of the north for statistical analysis purposes evolved from research to devise a classification to further differentiate the largely rural and remote areas that make up 96% of Canada's land area. That research led to the establishment of the census metropolitan area and census agglomeration influenced zone (MIZ) concept. When applied to census subdivisions, the MIZ categories did not work as well in northern areas as in the south. Therefore, the Geography Division set out to determine a north-south divide that would differentiate the north from the south independent of any standard geographic area boundaries.

    This working paper describes the methodology used to define a continuous line across Canada to separate the north from the south, as well as lines marking transition zones on both sides of the north-south line. It also describes the indicators selected to derive the north-south line and makes comparisons to alternative definitions of the north. The resulting classification of the north complements the MIZ classification. Together, census metropolitan areas, census agglomerations, MIZ and the North form a new Statistical Area Classification (SAC) for Canada.

    Two related Geography working papers (catalogue no. 92F0138MPE) provide further details about the MIZ classification. Working paper no. 2000-1 (92F0138MPE00001) briefly describes MIZ and includes tables of selected socio-economic characteristics from the 1991 Census tabulated by the MIZ categories, and working paper no. 2000-2 (92F0138MPE00002) describes the methodology used to define the MIZ classification.

    Release date: 2000-02-03

  • Articles and reports: 62F0014M1998013
    Geography: Canada
    Description:

    The reference population for the Consumer Price Index (CPI) has been represented, since the 1992 updating of the basket of goods and services, by families and unattached individuals living in private urban or rural households. The official CPI is a measure of the average percentage change over time in the cost of a fixed basket of goods and services purchased by Canadian consumers.

    Because of the broadly defined target population of the CPI, the measure has been criticised for failing to reflect the inflationary experiences of certain socio-economic groups. This study examines this question for three sub-groups of the reference population of the CPI. It is an extension of earlier studies on the subject done at Statistics Canada.

    In this document, analytical consumer price indexes sub-group indexes are compared to the analytical index for the whole population calculated at the national geographic level.

    The findings tend to point to those of earlier Statistics Canada studies on sub-groups in the CPI reference population. Those studies have consistently concluded that a consumer price index established for a given sub-group does not differ substantially from the index for the whole reference population.

    Release date: 1999-05-13

  • Geographic files and documentation: 92F0138M1993001
    Geography: Canada
    Description:

    The Geography Divisions of Statistics Canada and the U.S. Bureau of the Census have commenced a cooperative research program in order to foster an improved and expanded perspective on geographic areas and their relevance. One of the major objectives is to determine a common geographic area to form a geostatistical basis for cross-border research, analysis and mapping.

    This report, which represents the first stage of the research, provides a list of comparable pairs of Canadian and U.S. standard geographic areas based on current definitions. Statistics Canada and the U.S. Bureau of the Census have two basic types of standard geographic entities: legislative/administrative areas (called "legal" entities in the U.S.) and statistical areas.

    The preliminary pairing of geographic areas are based on face-value definitions only. The definitions are based on the June 4, 1991 Census of Population and Housing for Canada and the April 1, 1990 Census of Population and Housing for the U.S.A. The important aspect is the overall conceptual comparability, not the precise numerical thresholds used for delineating the areas.

    Data users should use this report as a general guide to compare the census geographic areas of Canada and the United States, and should be aware that differences in settlement patterns and population levels preclude a precise one-to-one relationship between conceptually similar areas. The geographic areas compared in this report provide a framework for further empirical research and analysis.

    Release date: 1999-03-05

  • Articles and reports: 12-001-X19970013101
    Description:

    In the main body of statistics, sampling is often disposed of by assuming a sampling process that selects random variables such that they are independent and identically distributed (IID). Important techniques, like regression and contingency table analysis, were developed largely in the IID world; hence, adjustments are needed to use them in complex survey settings. Rather than adjust the analysis, however, what is new in the present formulation is to draw a second sample from the original sample. In this second sample, the first set of selections are inverted, so as to yield at the end a simple random sample. Of course, to employ this two-step process to draw a single simple random sample from the usually much larger complex survey would be inefficient, so multiple simple random samples are drawn and a way to base inferences on them developed. Not all original samples can be inverted; but many practical special cases are discussed which cover a wide range of practices.

    Release date: 1997-08-18

  • Articles and reports: 12-001-X19970013102
    Description:

    The selection of auxiliary variables is considered for regression estimation in finite populations under a simple random sampling design. This problem is a basic one for model-based and model-assisted survey sampling approaches and is of practical importance when the number of variables available is large. An approach is developed in which a mean squared error estimator is minimised. This approach is compared to alternative approaches using a fixed set of auxiliary variables, a conventional significance test criterion, a condition number reduction approach and a ridge regression approach. The proposed approach is found to perform well in terms of efficiency. It is noted that the variable selection approach affects the properties of standard variance estimators and thus leads to a problem of variance estimation.

    Release date: 1997-08-18

  • Articles and reports: 12-001-X19960022980
    Description:

    In this paper, we study a confidence interval estimation method for a finite population average when some auxiliairy information is available. As demonstrated by Royall and Cumberland in a series of empirical studies, naive use of existing methods to construct confidence intervals for population averages may result in very poor conditional coverage probabilities, conditional on the sample mean of the covariate. When this happens, we propose to transform the data to improve the precision of the normal approximation. The transformed data are then used to make inference on the original population average, and the auxiliary information is incorporated into the inference directly, or by calibration with empirical likelihood. Our approach is design-based. We apply our approach to six real populations and find that when transformation is needed, our approach performs well compared to the usual regression method.

    Release date: 1997-01-30

  • Articles and reports: 91F0015M1996001
    Geography: Canada
    Description:

    This paper describes the methodology for fertility projections used in the 1993-based population projections by age and sex for Canada, provinces and territories, 1993-2016. A new version of the parametric model known as the Pearsonian Type III curve was applied for projecting fertility age pattern. The Pearsonian Type III model is considered as an improvement over the Type I used in the past projections. This is because the Type III curve better portrays both the distribution of the age-specific fertility rates and the estimates of births. Since the 1993-based population projections are the first official projections to incorporate the net census undercoverage in the population base, it has been necessary to recalculate fertility rates based on the adjusted population estimates. This recalculation resulted in lowering the historical series of age-specific and total fertility rates, 1971-1993. The three sets of fertility assumptions and projections were developed with these adjusted annual fertility rates.

    It is hoped that this paper will provide valuable information about the technical and analytical aspects of the current fertility projection model. Discussions on the current and future levels and age pattern of fertility in Canada, provinces and territories are also presented in the paper.

    Release date: 1996-08-02

  • Articles and reports: 12-001-X199600114385
    Description:

    The multiple capture-recapture census is reconsidered by relaxing the traditional perfect matching assumption. We propose matching error models to characterize error-prone matching mechanisms. The observed data take the form of an incomplete 2^k contingency table with one missing cell and follow a multinomial distribution. We develop a procedure for the estimation of the population size. Our approach applies to both standard log-linear models for contingency tables and log-linear models for heterogeneity of catchability. We illustrate the method and estimation using a 1988 dress rehearsal study for the 1990 census conducted by the U.S. Bureau of the Census.

    Release date: 1996-06-14

  • Articles and reports: 12-001-X199500214398
    Description:

    We present empirical evidence from 14 surveys in six countries concerning the existence and magnitude of design effects (defts) for five designs of two major types. The first type concerns deft (p_i – p_j), the difference of two proportions from a polytomous variable of three or more categories. The second type uses Chi-square tests for differences from two samples. We find that for all variables in all designs deft (p_i – p_j) \cong [deft (p_i) + deft (p_j)] / 2 are good approximations. These are empirical results, and exceptions disprove the existence of mere analytical inequalities. These results hold despite great variations of defts between variables and also between categories of the same variables. They also show the need for sample survey treatment of survey data even for analytical statistics. Furthermore they permit useful approximations of deft (p_i – p_j) from more accessible deft (p_i) values.

    Release date: 1995-12-15

  • Articles and reports: 12-001-X199500114408
    Description:

    The problem of estimating the median of a finite population when an auxiliary variable is present is considered. Point and interval estimators based on a non-informative Bayesian approach are proposed. The point estimator is compared to other possible estimators and is seen to perform well in a variety of situations.

    Release date: 1995-06-15
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Analysis (92)

Analysis (92) (30 to 40 of 92 results)

  • Articles and reports: 11-522-X201300014280
    Description:

    During the last decade, web panel surveys have been established as a fast and cost-efficient method in market surveys. The rationale for this is new developments in information technology, in particular the continued rapid growth of internet and computer use among the public. Also growing nonresponse rates and prices forced down in the survey industry lie behind this change. However, there are some serious inherent risks connected with web panel surveys, not least selection bias due to the self-selection of respondents. There are also risks of coverage and measurement errors. The absence of an inferential framework and of data quality indicators is an obstacle against using the web panel approach for high-quality statistics about general populations. Still, there seems to be increasing challenges for some national statistical institutes by a new form of competition for ad hoc statistics and even official statistics from web panel surveys.This paper explores the question of design and use of web panels in a scientifically sound way. An outline is given of a standard from the Swedish Survey Society for performance metrics to assess some quality aspects of results from web panel surveys. Decomposition of bias and mitigation of bias risks are discussed in some detail. Some ideas are presented for combining web panel surveys and traditional surveys to achieve controlled cost-efficient inference.

    Release date: 2014-10-31

  • Articles and reports: 12-001-X201400114004
    Description:

    In 2009, two major surveys in the Governments Division of the U.S. Census Bureau were redesigned to reduce sample size, save resources, and improve the precision of the estimates (Cheng, Corcoran, Barth and Hogue 2009). The new design divides each of the traditional state by government-type strata with sufficiently many units into two sub-strata according to each governmental unit’s total payroll, in order to sample less from the sub-stratum with small size units. The model-assisted approach is adopted in estimating population totals. Regression estimators using auxiliary variables are obtained either within each created sub-stratum or within the original stratum by collapsing two sub-strata. A decision-based method was proposed in Cheng, Slud and Hogue (2010), applying a hypothesis test to decide which regression estimator is used within each original stratum. Consistency and asymptotic normality of these model-assisted estimators are established here, under a design-based or model-assisted asymptotic framework. Our asymptotic results also suggest two types of consistent variance estimators, one obtained by substituting unknown quantities in the asymptotic variances and the other by applying the bootstrap. The performance of all the estimators of totals and of their variance estimators are examined in some empirical studies. The U.S. Annual Survey of Public Employment and Payroll (ASPEP) is used to motivate and illustrate our study.

    Release date: 2014-06-27

  • Articles and reports: 12-001-X201300211887
    Description:

    Multi-level models are extensively used for analyzing survey data with the design hierarchy matching the model hierarchy. We propose a unified approach, based on a design-weighted log composite likelihood, for two-level models that leads to design-model consistent estimators of the model parameters even when the within cluster sample sizes are small provided the number of sample clusters is large. This method can handle both linear and generalized linear two-level models and it requires level 2 and level 1 inclusion probabilities and level 1 joint inclusion probabilities, where level 2 represents a cluster and level 1 an element within a cluster. Results of a simulation study demonstrating superior performance of the proposed method relative to existing methods under informative sampling are also reported.

    Release date: 2014-01-15

  • Articles and reports: 82-003-X201300611796
    Geography: Canada
    Description:

    The study assesses the feasibility of using statistical modelling techniques to fill information gaps related to risk factors, specifically, smoking status, in linked long-form census data.

    Release date: 2013-06-19

  • Articles and reports: 12-001-X201200211758
    Description:

    This paper develops two Bayesian methods for inference about finite population quantiles of continuous survey variables from unequal probability sampling. The first method estimates cumulative distribution functions of the continuous survey variable by fitting a number of probit penalized spline regression models on the inclusion probabilities. The finite population quantiles are then obtained by inverting the estimated distribution function. This method is quite computationally demanding. The second method predicts non-sampled values by assuming a smoothly-varying relationship between the continuous survey variable and the probability of inclusion, by modeling both the mean function and the variance function using splines. The two Bayesian spline-model-based estimators yield a desirable balance between robustness and efficiency. Simulation studies show that both methods yield smaller root mean squared errors than the sample-weighted estimator and the ratio and difference estimators described by Rao, Kovar, and Mantel (RKM 1990), and are more robust to model misspecification than the regression through the origin model-based estimator described in Chambers and Dunstan (1986). When the sample size is small, the 95% credible intervals of the two new methods have closer to nominal confidence coverage than the sample-weighted estimator.

    Release date: 2012-12-19

  • Articles and reports: 12-001-X201200111688
    Description:

    We study the problem of nonignorable nonresponse in a two dimensional contingency table which can be constructed for each of several small areas when there is both item and unit nonresponse. In general, the provision for both types of nonresponse with small areas introduces significant additional complexity in the estimation of model parameters. For this paper, we conceptualize the full data array for each area to consist of a table for complete data and three supplemental tables for missing row data, missing column data, and missing row and column data. For nonignorable nonresponse, the total cell probabilities are allowed to vary by area, cell and these three types of "missingness". The underlying cell probabilities (i.e., those which would apply if full classification were always possible) for each area are generated from a common distribution and their similarity across the areas is parametrically quantified. Our approach is an extension of the selection approach for nonignorable nonresponse investigated by Nandram and Choi (2002a, b) for binary data; this extension creates additional complexity because of the multivariate nature of the data coupled with the small area structure. As in that earlier work, the extension is an expansion model centered on an ignorable nonresponse model so that the total cell probability is dependent upon which of the categories is the response. Our investigation employs hierarchical Bayesian models and Markov chain Monte Carlo methods for posterior inference. The models and methods are illustrated with data from the third National Health and Nutrition Examination Survey.

    Release date: 2012-06-27

  • Articles and reports: 12-001-X201100211602
    Description:

    This article attempts to answer the three questions appearing in the title. It starts by discussing unique features of complex survey data not shared by other data sets, which require special attention but suggest a large variety of diverse inference procedures. Next a large number of different approaches proposed in the literature for handling these features are reviewed with discussion on their merits and limitations. The approaches differ in the conditions underlying their use, additional data required for their application, goodness of fit testing, the inference objectives that they accommodate, statistical efficiency, computational demands, and the skills required from analysts fitting the model. The last part of the paper presents simulation results, which compare the approaches when estimating linear regression coefficients from a stratified sample in terms of bias, variance, and coverage rates. It concludes with a short discussion of pending issues.

    Release date: 2011-12-21

  • Articles and reports: 12-001-X201100211603
    Description:

    In many sample surveys there are items requesting binary response (e.g., obese, not obese) from a number of small areas. Inference is required about the probability for a positive response (e.g., obese) in each area, the probability being the same for all individuals in each area and different across areas. Because of the sparseness of the data within areas, direct estimators are not reliable, and there is a need to use data from other areas to improve inference for a specific area. Essentially, a priori the areas are assumed to be similar, and a hierarchical Bayesian model, the standard beta-binomial model, is a natural choice. The innovation is that a practitioner may have much-needed additional prior information about a linear combination of the probabilities. For example, a weighted average of the probabilities is a parameter, and information can be elicited about this parameter, thereby making the Bayesian paradigm appropriate. We have modified the standard beta-binomial model for small areas to incorporate the prior information on the linear combination of the probabilities, which we call a constraint. Thus, there are three cases. The practitioner (a) does not specify a constraint, (b) specifies a constraint and the parameter completely, and (c) specifies a constraint and information which can be used to construct a prior distribution for the parameter. The griddy Gibbs sampler is used to fit the models. To illustrate our method, we use an example on obesity of children in the National Health and Nutrition Examination Survey in which the small areas are formed by crossing school (middle, high), ethnicity (white, black, Mexican) and gender (male, female). We use a simulation study to assess some of the statistical features of our method. We have shown that the gain in precision beyond (a) is in the order with (b) larger than (c).

    Release date: 2011-12-21

  • Articles and reports: 12-001-X201100111446
    Description:

    Small area estimation based on linear mixed models can be inefficient when the underlying relationships are non-linear. In this paper we introduce SAE techniques for variables that can be modelled linearly following a non-linear transformation. In particular, we extend the model-based direct estimator of Chandra and Chambers (2005, 2009) to data that are consistent with a linear mixed model in the logarithmic scale, using model calibration to define appropriate weights for use in this estimator. Our results show that the resulting transformation-based estimator is both efficient and robust with respect to the distribution of the random effects in the model. An application to business survey data demonstrates the satisfactory performance of the method.

    Release date: 2011-06-29

  • Articles and reports: 12-001-X201100111451
    Description:

    In the calibration method proposed by Deville and Särndal (1992), the calibration equations take only exact estimates of auxiliary variable totals into account. This article examines other parameters besides totals for calibration. Parameters that are considered complex include the ratio, median or variance of auxiliary variables.

    Release date: 2011-06-29
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